Investment advisory and asset management
The firm describes a fee-based advisory relationship with fees based on assets under management. It says its investment activity focuses primarily on publicly traded liquid assets.
Services and process
Advice with a defined way forward.
Sewickley Financial LLC combines investment advisory work, financial planning, and a continuing research process.
See how the relationship beginsThe work
One relationship, clearly explained.
The published service model brings advice and planning together around the client's goals and individual risk tolerance.
Sewickley Financial LLC describes a fee-based advisory business with advisory fees based on assets under management. It also offers financial planning, including planning without an advisory relationship.
Financial-services, fee, and investment language shown in this private concept requires review by the firm's compliance professional before public use.
Financial planning
Financial planning may support the advisory relationship when appropriate. Sewickley Financial LLC also describes planning as available on its own, without an advisory relationship.
Investment research and portfolio monitoring
The published process monitors asset classes and ranked sector, ETF, and equity watch lists. Transaction costs and tax considerations are part of the analysis when existing holdings change.
The client process
The relationship starts with mutual fit.
Four steps summarize the prospective-client journey published by Sewickley Financial LLC.
Meet
Begin with a mutual introductory meeting before either side decides whether to work together.
Define
Identify goals and discuss the client's individual tolerance for investment risk.
Plan
Develop a financial plan when appropriate to the client's circumstances and the relationship.
Transition
When holdings change, the published process calls for attention to transaction costs and tax considerations.
Review
Continue with ongoing review meetings after the initial work is complete.
Revisit
Use continuing conversations to revisit goals, planning, and the advisory relationship.
Practical details
What to know before the first conversation.
Does the first meeting commit me to working with the firm?
The published process describes the first meeting as mutual and introductory. Both the prospective client and the firm can consider fit before making a decision.
Can planning be part of an advisory relationship?
Yes. The firm describes planning as available within the advisory relationship and as a separate service.
How do I arrange the introductory conversation?
Call 412-440-8434 or email info@sewickleyfinancial.com. Do not send sensitive information by email.
Decide whether a conversation makes sense.
Contact Sewickley Financial LLC by phone or email.
Please do not send sensitive information by email.